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21 Feb 2018, 7:41 am
” Following this news, shares of MiMedx were down more than 38% on intraday trading. [read post]
15 Apr 2014, 9:41 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
17 Aug 2021, 1:26 pm
Live Ventures Incorporated (LIVE) is being investigated by Silver Law Group regarding possible violations of the federal securities laws. [read post]
7 Aug 2017, 9:16 am
If you have questions about investments you made with Merrill Lynch, Pierce, Fenner & Smith Incorporated the securities attorneys of The White Law Group may be able to help you. [read post]
24 Jan 2024, 4:35 am
We also discussed how companies should revise their insider trading policies to reflect the SEC’s 2022 changes to Rule 10b5-1 to incorporate the new conditions and restrictions that the SEC imposed through those amendments. [read post]
23 May 2019, 1:39 pm
Silver Law Group represents investors in securities and investment fraud cases. [read post]
2 Jun 2011, 8:40 am
For example, all security-based swaps that are required to be cleared are required to be executed on an exchange or a swap execution facility if one makes the security-based swap available for trading. [read post]
6 Dec 2009, 7:14 am
The Incorporation Transparency and Law Enforcement Assistance Act, introduced by Senators Levin, Grassley, and McCaskill and currently pending before the Senate Homeland Security Committee, is being sold as an anti-terrorism and anti-money laundering provision. [read post]
24 Dec 2019, 8:12 am
Silver Law Group represents investors in securities and investment fraud cases. [read post]
13 Dec 2023, 1:49 pm
Silver Law Group represents investors in securities and investment fraud cases. [read post]
29 Jun 2018, 10:10 am
ATS Definition & Requirement to Register The statutory definition of an ATS is: any organization, association, person, group of persons, or system: (1) That constitutes, maintains, or provides a market place or facilities for bringing together purchasers and sellers of securities or for otherwise performing with respect to securities the functions commonly performed by a stock exchange within the meaning of § 240.3b-16 of this chapter; and (2) That does not: (i)… [read post]
23 Jun 2022, 1:19 pm
Unfortunately, the highly touted L bonds Were neither publicly traded nor liquid, and highly risky. [read post]
5 Oct 2022, 1:35 pm
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice and represents investors nationwide. [read post]
12 Aug 2019, 11:02 am
SEC Charges Brixmor Property Group Inc. and Execs with Fraud Scheme According to a press announcement on August 1, the Securities and Exchange Commission charged Brixmor Property Group Inc., a publicly-traded real estate investment trust, and four former senior executives with fraud in connection with a scheme to manipulate a key non-GAAP metric relied on by analysts and investors to evaluate the company’s financial performance. [read post]
7 Dec 2009, 6:13 pm
The Incorporation Transparency and Law Enforcement Assistance Act, introduced by Senators Levin, Grassley, and McCaskill and currently pending before the Senate Homeland Security Committee, is being sold as an anti-terrorism and anti-money laundering provision. [read post]
23 May 2019, 2:00 pm
(CRD#: 8174), and Prudential Securities Incorporated (CRD#: 7471). [read post]
24 Dec 2019, 8:44 am
Silver Law Group represents investors in securities and investment fraud cases. [read post]
21 Aug 2015, 7:03 am
On August 11, 2015, the Online Trust Alliance, a nonprofit group whose goal is to increase online trust and promote the vitality of the Internet, released a framework (the “Framework”) for best practices in privacy and data security for the Internet of Things. [read post]
11 Apr 2023, 5:16 am
Organizations building or deploying AI models should incorporate AI concerns into their cybersecurity functions using a risk management framework that addresses security throughout the AI system life cycle. [read post]
20 Feb 2014, 6:26 am
It is the state of incorporation for 64 percent of the Fortune 500 and more than half of all companies whose securities trade on the NYSE, Nasdaq and other exchanges. [read post]
